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Mandatory Corporate Actions Associate Morgan Stanley not disclosed USA-NJ-Jersey City 28 Aug 08

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Trading surveillance compliance officer Not Disclosed 75K USA-NJ-Jersey City 24 Aug 08

Trading surveillance compliance officer

Branch Office Manager Not Disclosed 100K USA-NJ-Jersey City 24 Aug 08

Compliance branch office manager coming out of a insitutional side of firm.

Branch office manager - Compliance Not Disclosed 100K base plus a bonus USA-NJ-Jersey City 24 Aug 08

Branch office Compliance manager with Insitutional experience needed

Senior Counsel, Investment Management (R5216) Barker & Gilmore, LLC Base and Bonus USA-NJ-Jersey City 21 Aug 08

Large investment management company seeking 4+ year attorney to advise growing business.

Assistant Branch Office Compliance Officer Not Disclosed $50,000-90,000 USA-NJ-Jersey City 20 Aug 08

Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and intern...

Compliance officer Not Disclosed 75K USA-NJ-Jersey City 16 May 08

Compliance officer

Compliance Officer - Investment Guidelines and Restrictions Legend Global Search, Inc. $70K - $90K USA-NY-New York City 29 Aug 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Vice President - Compliance for US Banking Legend Global Search, Inc. $165K + Bonus USA-NY-New York City 29 Aug 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Manager Commerzbank not disclosed USA-NY-New York City 29 Aug 08

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Compliance Associate Street Advisor Group Very Competitive USA-NY-New York City 29 Aug 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Account Support Executive Macquarie Holdings Excellent compensation for the successfu... USA-NY-New York City 28 Aug 08

As a result of growth, we are currently seeking an account support executive in the New York office.

AML Associate - ISG Division Morgan Stanley not disclosed USA-NY-New York City 28 Aug 08

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GWM/Retail Compliance Associate Morgan Stanley not disclosed USA-NY-New York City 28 Aug 08

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Vice President, Hedge Fund Compliance Officer Morgan Stanley not disclosed USA-CT-Greenwich 28 Aug 08

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PWM Senior Compliance Officer Morgan Stanley not disclosed USA-NY-White Plains 28 Aug 08

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Commodity Compliance Coverage Morgan Stanley not disclosed USA-NY-White Plains 28 Aug 08

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Senior Commodity Compliance Coverage - Oil Liquids Morgan Stanley not disclosed USA-NY-White Plains 28 Aug 08

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Employment Attorney Credit Suisse not disclosed USA-NY-New York City 28 Aug 08

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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation) Northwest Integrators LLC Highly competitive (Base + lucrative bon... USA-CT-Stamford 27 Aug 08

We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...

Compliance Manager Legend Global Search, Inc. $140 + 20% Bonus USA-NY-New York City 27 Aug 08

Compliance Manager - Banking, IT

Sr. Compliance Officer, Risk Management and Training Development (R5224) Barker & Gilmore, LLC Base & Bonus USA-NY-New York City 27 Aug 08

Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...

Senior Compliance Analyst Not Disclosed Commensurate with experience USA-NY-New York City 27 Aug 08

An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experien...

VP - Hedge Fund/Private Equity Structuring Not Disclosed Competitive USA-NY-New York City 27 Aug 08

Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...

Audit and Transaction Services - USA! Global Ambition EUR70000 - EUR120000 per annum + Benefit... USA-NY-New York City 27 Aug 08

Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out...

ISDA Negotiator- Take Control of Your Future The Boldon Group Excellent USA-NY-New York City 26 Aug 08

Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...

Compliance Analyst BNY Mellon Asset Management DOE USA-NY-New York City 26 Aug 08

Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...

Equities Trade Compliance Officer Michael Page 100,000 - 150,000 USA-NY-New York City 25 Aug 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Junior Compliance Officer Not Disclosed 80,000 - 150,000 USA-NY-New York City 25 Aug 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer Not Disclosed 200,000 - 400,000 USA-NY-New York City 25 Aug 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

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