| Mandatory Corporate Actions Associate | Morgan Stanley not disclosed | USA-NJ-Jersey City | 28 Aug 08 |
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See job description below
| Trading surveillance compliance officer | Not Disclosed 75K | USA-NJ-Jersey City | 24 Aug 08 |
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Trading surveillance compliance officer
| Branch Office Manager | Not Disclosed 100K | USA-NJ-Jersey City | 24 Aug 08 |
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Compliance branch office manager coming out of a insitutional side of firm.
| Branch office manager - Compliance | Not Disclosed 100K base plus a bonus | USA-NJ-Jersey City | 24 Aug 08 |
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Branch office Compliance manager with Insitutional experience needed
| Senior Counsel, Investment Management (R5216) | Barker & Gilmore, LLC Base and Bonus | USA-NJ-Jersey City | 21 Aug 08 |
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Large investment management company seeking 4+ year attorney to advise growing business.
| Assistant Branch Office Compliance Officer | Not Disclosed $50,000-90,000 | USA-NJ-Jersey City | 20 Aug 08 |
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Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and intern...
| Compliance officer | Not Disclosed 75K | USA-NJ-Jersey City | 16 May 08 |
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Compliance officer
| Compliance Officer - Investment Guidelines and Restrictions | Legend Global Search, Inc. $70K - $90K | USA-NY-New York City | 29 Aug 08 |
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Compliance - Investment Guidelines and Restrictions - Asset Management Firm
| Vice President - Compliance for US Banking | Legend Global Search, Inc. $165K + Bonus | USA-NY-New York City | 29 Aug 08 |
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VP - Compliance - Banking - Global Financial Services Company
| Compliance Manager | Commerzbank not disclosed | USA-NY-New York City | 29 Aug 08 |
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See job description below
| Compliance Associate | Street Advisor Group Very Competitive | USA-NY-New York City | 29 Aug 08 |
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Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...
| Account Support Executive | Macquarie Holdings Excellent compensation for the successfu... | USA-NY-New York City | 28 Aug 08 |
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As a result of growth, we are currently seeking an account support executive in the New York office.
| AML Associate - ISG Division | Morgan Stanley not disclosed | USA-NY-New York City | 28 Aug 08 |
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See job description below
| GWM/Retail Compliance Associate | Morgan Stanley not disclosed | USA-NY-New York City | 28 Aug 08 |
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See job description below
| Vice President, Hedge Fund Compliance Officer | Morgan Stanley not disclosed | USA-CT-Greenwich | 28 Aug 08 |
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See job description below
| PWM Senior Compliance Officer | Morgan Stanley not disclosed | USA-NY-White Plains | 28 Aug 08 |
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See job description below
| Commodity Compliance Coverage | Morgan Stanley not disclosed | USA-NY-White Plains | 28 Aug 08 |
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See job description below
| Senior Commodity Compliance Coverage - Oil Liquids | Morgan Stanley not disclosed | USA-NY-White Plains | 28 Aug 08 |
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See job description below
| Employment Attorney | Credit Suisse not disclosed | USA-NY-New York City | 28 Aug 08 |
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See job description below
| Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation) | Northwest Integrators LLC Highly competitive (Base + lucrative bon... | USA-CT-Stamford | 27 Aug 08 |
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We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...
| Compliance Manager | Legend Global Search, Inc. $140 + 20% Bonus | USA-NY-New York City | 27 Aug 08 |
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Compliance Manager - Banking, IT
| Sr. Compliance Officer, Risk Management and Training Development (R5224) | Barker & Gilmore, LLC Base & Bonus | USA-NY-New York City | 27 Aug 08 |
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Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...
| Senior Compliance Analyst | Not Disclosed Commensurate with experience | USA-NY-New York City | 27 Aug 08 |
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An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experien...
| VP - Hedge Fund/Private Equity Structuring | Not Disclosed Competitive | USA-NY-New York City | 27 Aug 08 |
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Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...
| Audit and Transaction Services - USA! | Global Ambition EUR70000 - EUR120000 per annum + Benefit... | USA-NY-New York City | 27 Aug 08 |
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Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out...
| ISDA Negotiator- Take Control of Your Future | The Boldon Group Excellent | USA-NY-New York City | 26 Aug 08 |
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Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...
| Compliance Analyst | BNY Mellon Asset Management DOE | USA-NY-New York City | 26 Aug 08 |
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Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...
| Equities Trade Compliance Officer | Michael Page 100,000 - 150,000 | USA-NY-New York City | 25 Aug 08 |
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Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...
| Junior Compliance Officer | Not Disclosed 80,000 - 150,000 | USA-NY-New York City | 25 Aug 08 |
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Our compliance associates assist with the organization, administration and enforcement of the company’s compli...
| Deputy Compliance Officer | Not Disclosed 200,000 - 400,000 | USA-NY-New York City | 25 Aug 08 |
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Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...